Emitter of Financial Instrument: GPC Biotech AG, Fraunhoferstr. 20, 82152 Martinsried | |
|---|---|
Name |
Dr. Mirko Scherer (Chief Financial Officer) |
Financial Instrument |
Ordinary bearer shares, ISIN: DE0005851505 |
Classification of transaction |
Purchase |
Date |
08/30/2007 |
Place |
Xetra |
Price |
7.95 |
Currency |
Euro |
Number of shares |
876 |
Volume |
6,964.20 |
- |
- |
Name |
Dr. Mirko Scherer (Chief Financial Officer) |
Financial Instrument |
Ordinary bearer shares, ISIN: DE0005851505 |
Classification of transaction |
Purchase |
Date |
08/29/2007 |
Place |
Xetra |
Price |
7.78 |
Currency |
Euro |
Number of shares |
2,900 |
Volume |
22,562.00 |
- |
- |
The below-mentioned transaction of Dr. Bernd R. Seizinger is being sold pursuant to a pre-arranged stock trading plan, designed to comply with Rule 10b5-1 of the United States Securities Exchange Act of 1934, as amended, the insider trading rules of the German Stock Trading Act (Wertpapierhandelsgesetz) and GPC Biotech AG’s insider trading policy. Under Rule 10b5-1, corporate insiders are permitted to establish a pre-arranged written stock trading plan at a time when the insider is not aware of any material non-public information (inside information). Subsequent receipt by the insider of inside information will not prevent the pre-arranged transaction under the plan from being executed. Dr. Seizinger has no control over the timing of the sales under the plan. |
|
Name |
Dr. Bernd R. Seizinger (Chief Executive Officer) |
Financial Instrument |
Cash settled stock options, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of stock options with strike price of EUR 3.98 ("cashless exercise via CSFBi") |
Date |
07/19/2007 |
Place |
Xetra |
Price |
22,94 |
Currency |
Euro |
Number of shares |
75,660 |
Volume |
1,735,640.40 (actual proceeds after deduction of strike price and before tax and expense: EUR 1,434,513.60) |
- |
- |
The transactions of Dr. Elmar Maier, Dr. Sebastian Meier-Ewert and Dr. Mirko Scherer are being made pursuant to separate pre-arranged stock trading plans, each designed to comply with Rule 10b5-1 of the United States Securities Exchange Act of 1934, as amended, the insider trading rules of the German Stock Trading Act (Wertpapierhandelsgesetz) and GPC Biotech AG’s insider trading policy. Under Rule 10b5-1, corporate insiders are permitted to establish a pre-arranged written stock trading plan at a time when the insider is not aware of any material non-public information (inside information). Subsequent receipt by the insider of inside information will not prevent the pre-arranged transaction under the plan from being executed. Dr. Maier, Dr. Meier-Ewert and Dr. Mirko Scherer have no control over the timing of the sales under the plans. Dr. Maier and Dr. Meier-Ewert entered into such pre-arranged trading plans with UBS AG on March 19, 2007, Dr. Mirko Scherer on March 29, 2007, during a trading window and at a time when they had no inside information. On March 19, 2007 the plans covered 21% and 13,7%, respectively, of Dr. Maier’s, Dr. Meier-Ewert’s and on March 29, 2007 22% of Dr. Mirko Scherer's entire holdings in GPC Biotech AG. Future sales under the plans will continue to occur in a systematic manner with pre-determined trigger prices and with the goal of minimizing market impact by spreading such sales over a more extended period of time than would be available using traditional trading periods. All transactions under the plans will be disclosed in accordance with applicable German and US securities laws. Except as required by law, GPC Biotech AG does not undertake to report plans by other officers or directors, nor to report modifications, terminations, transactions or other activities under the plans. |
|
- |
- |
Name |
Dr. Mirko Scherer (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 4.96 ("cashless exercise") |
Date |
07/13/2007 |
Place |
Xetra |
Price |
22.50 |
Currency |
Euro |
Number of shares |
26,916 |
Volume |
605,610.00 (actual proceeds after deduction of strike price and before tax and expense: EUR 472,106.64) |
- |
- |
Name |
Dr. Mirko Scherer (Member of Management Board) |
Financial Instrument |
Cash settled stock options, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of stock options with strike price of EUR 9.33 ("cashless exercise") |
Date |
07/13/2007 |
Place |
Xetra |
Price |
22.80 |
Currency |
Euro |
Number of shares |
12,500 |
Volume |
285,000.00 (actual proceeds after deduction of strike price and before tax and expense: EUR 168,375.00) |
- |
- |
Name |
Dr. Mirko Scherer (Member of Management Board) |
Financial Instrument |
Cash settled stock options, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of stock options with strike price of EUR 9.33 ("cashless exercise") |
Date |
06/29/2007 |
Place |
Xetra |
Price |
20.90 (average) |
Currency |
Euro |
Number of shares |
12,500 |
Volume |
261,250.00 (actual proceeds after deduction of strike price and before tax and expense: EUR 144,625.00) |
- |
- |
Name |
Dr. Mirko Scherer (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 4.87 ("cashless exercise") |
Date |
05/31/2007 |
Place |
Xetra |
Price |
21.90 (average) |
Currency |
Euro |
Number of shares |
9,084 |
Volume |
198,939.60 (actual proceeds after deduction of strike price and before tax and expense: EUR 154,700.52) |
- |
- |
Name |
Dr. Mirko Scherer (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 4.36 ("cashless exercise") |
Date |
05/30/2007 |
Place |
Xetra |
Price |
21.20 (average) |
Currency |
Euro |
Number of shares |
6,250 |
Volume |
132,500 (actual proceeds after deduction of strike price and before tax and expense: EUR 105,250) |
- |
- |
Name |
Dr. Mirko Scherer (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 2.70 ("cashless exercise") |
Date |
05/29/2007 |
Place |
Xetra |
Price |
21.356 (average) |
Currency |
Euro |
Number of shares |
10,000 |
Volume |
213,560 (actual proceeds after deduction of strike price and before tax and expense: EUR 186,560) |
- |
- |
Name |
Dr. Elmar Maier (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 10.90 ("cashless exercise") |
Date |
06/15/2007 |
Place |
Xetra |
Price |
20.06 (average) |
Currency |
Euro |
Number of shares |
11,250 |
Volume |
225,675 (actual proceeds after deduction of strike price and before tax and expense: EUR 103,050) |
- |
- |
Name |
Dr. Elmar Maier (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 10.90 ("cashless exercise") |
Date |
06/15/2007 |
Place |
Xetra |
Price |
20.05 (average) |
Currency |
Euro |
Number of shares |
9.996 |
Volume |
200,468.78 (actual proceeds after deduction of strike price and before tax and expense: EUR 91,512,38) |
- |
- |
Name |
Dr. Elmar Maier (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 10.90 ("cashless exercise") |
Date |
06/12/2007 |
Place |
Xetra |
Price |
20.09 (average) |
Currency |
Euro |
Number of shares |
1.254 |
Volume |
25.197,88 (actual proceeds after deduction of strike price and before tax and expense: EUR 11,529.28) |
- |
- |
Name |
Dr. Elmar Maier (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 10.90 ("cashless exercise") |
Date |
05/25/2007 |
Place |
Xetra |
Price |
21.63 (average) |
Currency |
Euro |
Number of shares |
11,250 |
Volume |
243,371.25 (actual proceeds after deduction of strike price and before tax and expense: EUR 120,746.25) |
- |
- |
Name |
Dr. Elmar Maier (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds |
ISIN |
DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 4.96 ("cashless exercise") |
Date |
05/24/2007 |
Place |
Xetra |
Price |
21.75 (average) |
Currency |
Euro |
Number of shares |
6,729 |
Volume |
146,381.32 (actual proceeds after deduction of strike price and before tax and expense: EUR 113,005.48) |
- |
- |
Name |
Dr. Elmar Maier (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds |
ISIN |
DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 4.87 ("cashless exercise") |
Date |
05/24/2007 |
Place |
Xetra |
Price |
21.75 (average) |
Currency |
Euro |
Number of shares |
2,271 |
Volume |
49,402.88 (actual proceeds after deduction of strike price and before tax and expense: EUR 38,343.11) |
- |
- |
Name |
Dr. Elmar Maier (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds |
ISIN |
DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 10.90 ("cashless exercise") |
Date |
05/24/2007 |
Place |
Xetra |
Price |
21.33 (average) |
Currency |
Euro |
Number of shares |
11,250 |
Volume |
239,973.75 (actual proceeds after deduction of strike price and before tax and expense: EUR 117,348.75) |
- |
- |
Name |
Dr. Sebastian Meier-Ewert (Member of Management Board) |
Financial Instrument |
Cash settled stock options, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of stock options with strike price of EUR 5.24 ("cashless exercise") |
Date |
06/20/2007 |
Place |
Xetra |
Price |
19.91 (average) |
Currency |
Euro |
Number of shares |
2,500 |
Volume |
49,775.00 (actual proceeds after deduction of strike price and before tax and expense: EUR 36,675.00) |
- |
- |
Name |
Dr. Sebastian Meier-Ewert (Member of Management Board) |
Financial Instrument |
Cash settled stock options, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of stock options with strike price of EUR 5.24 ("cashless exercise") |
Date |
06/19/2007 |
Place |
Xetra |
Price |
19.91 (average) |
Currency |
Euro |
Number of shares |
5,000 |
Volume |
99,550.00 (actual proceeds after deduction of strike price and before tax and expense: EUR 73,350.00) |
- |
- |
Name |
Dr. Sebastian Meier-Ewert (Member of Management Board) |
Financial Instrument |
Cash settled stock options, ISIN: DE0005851505 |
Classification of transaction |
Exercise and sale of stock options with strike price of EUR 5.24 ("cashless exercise") |
Date |
06/18/2007 |
Place |
Xetra |
Price |
20.22 (average) |
Currency |
Euro |
Number of shares |
5,000 |
Volume |
101,100.00 (actual proceeds after deduction of strike price and before tax and expense: EUR 74,900.00) |
- |
- |
Name |
Dr. Sebastian Meier-Ewert (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds |
ISIN |
DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 2.70 ("cashless exercise") |
Date |
05/24/2007 |
Place |
Xetra |
Price |
21.00 (average) |
Currency |
Euro |
Number of shares |
1,750 |
Volume |
36,750.00 (actual proceeds after deduction of strike price and before tax and expense: EUR 32,025.00) |
- |
- |
Name |
Dr. Sebastian Meier-Ewert (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds |
ISIN |
DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 2.70 ("cashless exercise") |
Date |
05/23/2007 |
Place |
Xetra |
Price |
21.13 (average) |
Currency |
Euro |
Number of shares |
6,500 |
Volume |
137,345.00 (actual proceeds after deduction of strike price and before tax and expense: EUR 119,795.00) |
- |
- |
Name |
Dr. Sebastian Meier-Ewert (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds |
ISIN |
DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 2.70 ("cashless exercise") |
Date |
05/22/2007 |
Place |
Xetra |
Price |
20.56 (average) |
Currency |
Euro |
Number of shares |
6,500 |
Volume |
133,640.00 (actual proceeds after deduction of strike price and before tax and expense: EUR 116,090.00) |
- |
- |
Name |
Dr. Sebastian Meier-Ewert (Member of Management Board) |
Financial Instrument |
Cash settled convertible bonds |
ISIN |
DE0005851505 |
Classification of transaction |
Exercise and sale of convertible bonds with strike price of EUR 2.70 ("cashless exercise") |
Date |
05/21/2007 |
Place |
Xetra |
Price |
20.12 (average) |
Currency |
Euro |
Number of shares |
6,500 |
Volume |
130,773.50 (actual proceeds after deduction of strike price and before tax and expense: EUR 113,223.50) |
- |
- |
Transactions December 2005, January 2006
Acrobat Reader Document, approx. 0.06 MB
Transactions September/October 2006
Acrobat Reader Document, approx. 0.09 MB
Transactions December 2006, January 2007
Acrobat Reader Document, approx. 0.08 MB
